The incumbent will be responsible for overseeing the corporate compliance program that reviews and evaluates compliance issues within our coprporation.



- Ensure all staff are in compliance with the rules and regulations, and that all the policies and procedures are being followed.

- Monitor and report results of the compliance efforts and provide guidance on matters related to compliance.

- Develop, maintain and revise policies and procedures for the general operation of the Compliance Department to avoid illegal, unethical or improper conduct.

- Ensure good communication with all departments in order to stay abreast of compliance issues at all times.

- Recommend investigative procedures to ensure that all incompliancy is report and addressed.

- Develop and oversee a system for uniform handling of incompliant behavior.

- Identify potential areas of compliance risk and develop corrective actions to resolve the issue.

Job Details

Preferred Candidate

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